INTERCONTINENTAL EXCHANGE, INC.
Proposal 1A.
ELECTION OF DIRECTOR: ANN M. CAIRNS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1B.
ELECTION OF DIRECTOR: CHARLES R. CRISP
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1C.
ELECTION OF DIRECTOR: DURIYA M. FAROOQUI
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1D.
ELECTION OF DIRECTOR: JEAN-MARC FORNERI
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1E.
ELECTION OF DIRECTOR: THE RT. HON. THE LORD HAGUE OF RICHMOND
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1F.
ELECTION OF DIRECTOR: FRED W. HATFIELD
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1G.
ELECTION OF DIRECTOR: THOMAS E. NOONAN
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1H.
ELECTION OF DIRECTOR: FREDERIC V. SALERNO
Caisse vote:
Against
Applicable policy or principle:
PR_05_01
Proposal 1I.
ELECTION OF DIRECTOR: JEFFREY C. SPRECHER
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1J.
ELECTION OF DIRECTOR: JUDITH A. SPRIESER
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1K.
ELECTION OF DIRECTOR: VINCENT TESE
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 2.
TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS.
Caisse vote:
For
Applicable policy or principle:
PR_07_06
Proposal 3.
TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Caisse vote:
For
Applicable policy or principle:
PR_07_06
Proposal 4.
TO APPROVE THE INTERCONTINENTAL EXCHANGE, INC. 2017 OMNIBUS EMPLOYEE INCENTIVE PLAN.
Caisse vote:
Against
Applicable policy or principle:
PR_07_02
Proposal 5.
TO APPROVE AN AMENDMENT TO THE INTERCONTINENTAL EXCHANGE, INC. 2013 OMNIBUS NON-EMPLOYEE DIRECTOR INCENTIVE PLAN TO ADD AN AGGREGATE ANNUAL COMPENSATION LIMIT.
Caisse vote:
For
Applicable policy or principle:
PR_08
Proposal 6.
TO APPROVE THE ADOPTION OF OUR FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO UPDATE AND STREAMLINE REFERENCES TO OUR NATIONAL SECURITIES EXCHANGE SUBSIDIARIES, THEIR MEMBERS, AND THE HOLDING COMPANIES THAT CONTROL SUCH EXCHANGES, AND DELETE REFERENCES TO CERTAIN OTHER SUBSIDIARIES.
Caisse vote:
For
Applicable policy or principle:
PR_14
Proposal 7.
TO APPROVE THE ADOPTION OF OUR FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO REMOVE AN OBSOLETE PROVISO CROSS-REFERENCING A SECTION OF OUR BYLAWS THAT WAS DELETED AFTER THE SALE OF THE EURONEXT BUSINESS IN 2014.
Caisse vote:
For
Applicable policy or principle:
PR_14
Proposal 8.
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.
Caisse vote:
For
Applicable policy or principle:
PR_06
Proposal 9.
SHAREHOLDER PROPOSAL REGARDING THE PREPARATION OF A REPORT ASSESSING ESG MARKET DISCLOSURE EXPECTATIONS.
Caisse vote:
For
Applicable policy or principle:
PR_13_01